Enhancing Control of Patent Search Quality Using Multiple Patent Databases

Using some of the top patent search databases in the industry, Evalueserve is conducting an exciting experiment to test and control the quality of our searches. In this blog post, Mudit Mittal shares data from these experiments and explains how the findings lead to best practices for building better queries, including systematic ways to control the recall and precision of the search queries.

If you were to plan a trip, would you rely on just one search database to find the perfect hotel at the best price? Probably not. Usually, you would find one search database has different results than others. The question isn’t just about the quality of the databases but also about the quality of the search and the variables the search can expose.

In his recent white paper titled, Control Patent Search Quality: How and Why IP Managers Should Assess Patent Search Quality, Urs Dommann explains Evalueserve’s formula for observing and controlling search quality and its applicability to various patent search scenarios. The formula described in the whitepaper is:

SQI = RA/RE + PA/PE

Where RA = actual recall, RE = expected recall; PA = actual precision, PE = expected precision

In that paper, we suggest that one way to control the search quality index (SQI) is to monitor relative search recall increase through different approaches. Measuring the increase in relative search recall is a powerful indicator for controlling the recall and precision of our search queries. One approach to increase relative recall is to use multiple databases by applying the same or similar search queries. In addition, there are other approaches to increase relative recall such as inventor, assignee and citation-based searches over and above the primary search queries. These are known as secondary searches.

Would running a similar query on multiple patent databases help us find additional relevant results (and hence increase relative recall) for our search? Theoretically, the answer is yes because of the following differences in databases:

  1. Difference in underlying content: Even though all patent databases have the same public patent data at their core, they differ in things like translations, corporate trees for assignees, enriched content such as patent synopsis, metadata (classification codes, concepts, chemicals, chemical structures, bio-sequences, etc.) content generated either manually or using automated means, etc. Most databases are now extremely competitive in jurisdiction coverage and data update frequency. However, some differences still exist.
  2. Databases also differ in how they store data to make it searchable and the search algorithms they use. Differences in indexing and searching on individual patents vis-à-vis patent families can cause significant impact on the increase of relative recall.

The measured increase in relative recall using two databases can be used to improve the recall and precision of our search queries to move them closer to the expected values of recall and precision.

Our experiment with two databases to control SQI

Currently, our team at Evalueserve is running an exciting experiment using the top databases in the industry to control the recall and precision of our searches.

Many people use multiple databases for their searches. Urs suggests this in his whitepaper. Our team at Evalueserve has always had access to multiple databases. There are tools like Bizint¹ whose key selling point is to combine data from multiple databases. People have been using multiple databases to increase the recall of their searches in general, including in their patent searches. People who have access to multiple databases usually end up comparing the quality of those databases²³. However, people do not use them systematically to control the recall and precision of their search queries. This is the focus of Evalueserve’s experiment.

In this experiment, we are following the steps outlined in Figure 1 below.

patent-search-database-search-quality-multiple

Figure 1: Process flow 

We use similar search queries on multiple patent databases to increase the recall of our searches, measure relative recall increase and difference in precision, find outliers, understand why additional recall is being achieved by using different databases and use the learnings as a feedback loop to improve our queries for the current project and future projects. The input and output of each step in the process are systematically analyzed and stored in a central repository (Knowledgebase). We identify outliers for detailed diagnostics using the following two measurements:

  • Increase in relative recall because of second database: (1 relative recallDatabase1)/relative recallDatabase1
  • Difference in precision of two databases: |P1-P2|/P1

We will use the experiment’s output to improve our understanding of our databases and form queries which are designed specifically to best utilize each database that we subscribe to. This should be done for all recurring alerts, FTO and Intelligence updates that we do currently, and for all projects in future.

patent-search-database-search-quality-multiple-patents

Figure 2: Increase in relative recall using two databases

We have completed the experiment for approximately 300 projects and the initial results are encouraging. Our results recorded in Fig. 2 show that using two different databases had a positive contribution in increasing relative recall for 133 cases. Of these, there was a significant contribution in 51 cases. The cases where relative recall increased by more than 20% call for immediate detailed review of the query. The cases where relative recall increased by less than 10% indicate that at least based on the multiple databases test, the search queries in these projects have a good recall. However, these strings should still be studied to understand the possibilities of increasing precision of the queries without sacrificing on recall. 

The theoretical reasons for the difference in results from two databases are being confirmed systematically. We analyzed the reasons for increase in relative recall for 22 out of 25 cases where increase in relative recall is greater than 20%:

  • Additional enriched content is the reason behind~30% of the additional results obtained
  • Usage of non-equivalent search string because of lack of equivalent searchable fields produced another 24% results.
  • Difference in update period of two databases contributed around 24% to the additional results.
  • Difference in translation and search algorithms is the reason behind 10.5% and 8% of the additional results obtained respectively. 

Additionally, we were able to identify errors made by analysts in more than 10% of the queries. Errors such as  incorrect bracket placements, improper field combinations, class format errors, improper usage of double quotes, etc. all become apparent when using two different databases and our automated query converter.

Initial results from the experiment have helped us confirm the following hypotheses around controlling SQI using similar queries on two or more databases:

  1. The difference between the results of two databases provides immediate value. Using two databases results in additional relevant hits on most projects (immediate recall & SQI increase.) It also provides a strong and immediate signal for query quality. A large number of additional results signal immediate issue. Low numbers of additional results (in combination with expected precision) may signal a correct query but only if additional steps (e.g. secondary queries) indicate no issue. Using two databases also provides the ability to correct wrong query building on live projects. 
  2. Detailed diagnostics helps in identifying and resolving systematic issues. Using two databases helps catch query building errors by analyst such as generic, analyst specific and project specific query issues. It also helps to detect specific database behavior and understand the best ways to capture results from each database. In addition, we gain long-term learnings to build best practices on query building for different databases and train our team on them.

This diagnosis constantly feeds into our best practices for building better queries. The detailed insights we gain into different databases and alternative ways to build better queries provides us systematic ways to control the recall and precision of the search queries to be closer to the expected values.

In the future, we can tweak our experiment in various ways to achieve even deeper insights. For example, we could add more databases to the mix. We could switch between the primary and secondary database. Or,  instead of using similar queries, we could use queries that provide close to expected recall based on the behavior of each database. We can always run similar queries corresponding to database specific queries on other databases.

We will share our findings about controlling SQI for our searches in future posts. Follow our blog to see the results of our experiment using multiple databases for our searches and our key learnings about query building.

TALK TO AN EXPERT   

Refences:

  1. http://www.bizint.com/pdfs/Combine_Update.pdf 
  2. https://onlinelibrary.wiley.com/doi/abs/10.1002/asi.20498
  3. https://www.sciencedirect.com/science/article/abs/pii/S0172219017300558 
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Mudit Mittal
Associate Vice President, IP and R&D Solutions Posts

Mudit Mittal is an Associate Vice President, IP and R&D at Evalueserve. As part of the IP and R&D innovation team, he is always looking for ways to improve Evalueserve’s products and solutions. Mudit enjoys the scientific process of researching a problem, hypothesizing solutions and experimenting to zero down on effective solutions to find ways to improve IP and R&D tools and offerings. He is especially focused on improving Evalueserve’s unique Search Quality Index. A self-professed foodie, Mudit is as passionate about the quality of ingredients in the food he enjoys, as he is in the quality of the ingredients that comprise a quality search. In the Information Adventurers blog, he hopes to hear feedback from readers about the new approaches and experiments Evalueserve is conducting on search quality.

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