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Risk & Compliance
Reimagine risk and compliance delivery with the transformative power of mind+machine™
Transform the way you manage risk… without adding headcount
Expectations are rising, budgets are under pressure and the battle for talent is intense. No wonder so many financial firms are looking for new, better ways to deal with risk.
We use process re-engineering and automation to transform the way you manage risk. With our unique mind+machine™ approach and state-of-the-art tools, we help you manage risk models, generate reports, comply with regulations and know your customer better. Our micro automations and contextual IT tools help make the process more efficient so you can focus on what truly adds value to your business.
Our in-house training platform enables our clients to manage the resource pressures they face. Our experts are proficient in risk domains, technology and the ‘big picture’ of financial services.
Easing resource pressures
The mind+machine™ difference
Client success stories
KYC Solution Reduces Turnaround Times by 40% for US Investment Bank
A leading US investment bank was facing several people, technology and process challenges. We were able to reduce their turnaround, increase their volume of requests, and uphold and maintain ...
How a Global Financial Services Firm Streamlined Their Risk Management Process
In this case study, a global financial services firm streamlined their risk management process in order to improve their turnaround times.
Make your model validation 50% more efficient
See how the right automation & smart process design can transform your risk model management.
Optimized Risk Management Enables Top Global Bank to Keep More People Safe
A top global bank is able to keep more people safe after optimizing their risk management process.
Make Risk Management Compliant, Robust, and Fail-Proof
Supervisory guidance note SR 11-7 mandates that all US-based banks must maintain rigorous governance mechanisms for model risk management. What can your bank do if your credit risk modeling ...
Boost Efficiency with Fully Automated Financial Spreading
Banks depend on fast, accurate financial spreading to process credit applications promptly and minimize risk, but existing manual processes can be cumbersome, inaccurate and slow.
Leverage Analytics to Boost Operational Risk Management
Wealth management and investment management teams are under increased pressure to perform combined analytics as part of operational risk management. This is due to demands for analytical rigor from ...
Access High-Risk Analytics Powered by Automated Tools
Wealth and investment divisions: see how you can meet all targets while ensuring compliance with the BCBS 239 guidelines.
Comprehensive mind+machine™ solutions
Model risk management
Financial crime compliance
Know Your Customer (KYC)
Conduct risk
Risk reporting
Spreadsmart
We can help you manage model risk more efficiently, using automation to streamline model documentation, validation, monitoring and review and produce timely, accurate reports to comply with regulators’ demands.
- Ongoing reviews and monitoring
- Automation tools for model validation, review and monitoring
- Help with documentation and re-documentation (SR11-7)
- Help with meeting peaks in demand for testing
We offer compliance and due diligence support to some of the largest banking groups in Europe and the US. Our flexible, modular service offers as much or as little support as you need, and is driven by our expertise in AI, analytics and automation technology.
- Client due diligence and risk assessment, including smoothing peaks in demand
- People management and training
- Micro-automation and process improvement
- ‘Champion Challenge’ support – to test our processes or your own
We offer a full suite of KYC services for investment banking, financial advisory and wealth management clients that combine human input and technology (including analytics). We serve a number of G-SIBs in this space and understand their very specific requirements in terms of process and technology.
- ID&V
- PEP screening
- Source of Wealth reports
- Sanctions and warnings
- Negative press
- Ongoing monitoring
We design and execute tailor-made conduct programs, allowing banks to leverage multiple data sources, focus on institution-specific risks and significantly reduce the number of false positives that require manual screening and review.
- Fiduciary duty
- OAP investment portfolios
- Tracking research usage across geographies (US and Europe) for MIFIDII
With the introduction of BCBS 239, risk reporting has moved center stage. Our team of domain experts can help you sharpen up your risk reporting and generate actionable risk insights.
- Data management
- Analyzing and documenting data lineage
- Data extraction and migration
- Building automated solutions for report creation
- Working within your risk governance framework
Spreadsmart, our automated financial spreading tool, provides fast and accurate financial data for credit assessment, giving you an unprecedented level of efficiency, quality and risk control.
Our patented software combines OCR and financial data-mapping technologies to achieve 70% efficiency.
Automated data extraction ensures high accuracy and quality, while audit trails and covenant monitoring help you keep control of risk.
Brochure · Case study · Demo
Model risk management
We can help you manage model risk more efficiently, using automation to streamline model documentation, validation, monitoring and review and produce timely, accurate reports to comply with regulators’ demands.
- Ongoing reviews and monitoring
- Automation tools for model validation, review and monitoring
- Help with documentation and re-documentation (SR11-7)
- Help with meeting peaks in demand for testing
Financial crime compliance
We offer compliance and due diligence support to some of the largest banking groups in Europe and the US. Our flexible, modular service offers as much or as little support as you need, and is driven by our expertise in AI, analytics and automation technology.
- Client due diligence and risk assessment, including smoothing peaks in demand
- People management and training
- Micro-automation and process improvement
- ‘Champion Challenge’ support – to test our processes or your own
Know Your Customer (KYC)
We offer a full suite of KYC services for investment banking, financial advisory and wealth management clients that combine human input and technology (including analytics). We serve a number of G-SIBs in this space and understand their very specific requirements in terms of process and technology.
- ID&V
- PEP screening
- Source of Wealth reports
- Sanctions and warnings
- Negative press
- Ongoing monitoring
Conduct risk
We design and execute tailor-made conduct programs, allowing banks to leverage multiple data sources, focus on institution-specific risks and significantly reduce the number of false positives that require manual screening and review.
- Fiduciary duty
- OAP investment portfolios
- Tracking research usage across geographies (US and Europe) for MIFIDII
Risk reporting
With the introduction of BCBS 239, risk reporting has moved center stage. Our team of domain experts can help you sharpen up your risk reporting and generate actionable risk insights.
- Data management
- Analyzing and documenting data lineage
- Data extraction and migration
- Building automated solutions for report creation
- Working within your risk governance framework
Spreadsmart
Spreadsmart, our automated financial spreading tool, provides fast and accurate financial data for credit assessment, giving you an unprecedented level of efficiency, quality and risk control.
Our patented software combines OCR and financial data-mapping technologies to achieve 70% efficiency.
Automated data extraction ensures high accuracy and quality, while audit trails and covenant monitoring help you keep control of risk.
Brochure · Case study · Demo
Read more about mind+machine™ for risk and compliance
Blog post
Four steps to make your model risk management 50% more efficient
External Article
Joining the FinCrime Dots
Video
Digital Regulation Series - Joining the FinCrime Dots 2019 - Evalueserve