Risk & Compliance

Reimagine risk and compliance delivery with the
transformative power of mind+machine™

Explore our Solutions

Transform the way you manage risk… without adding headcount

Expectations are rising, budgets are under pressure and the battle for talent is intense. No wonder so many financial firms are looking for new, better ways to deal with risk.

We use process re-engineering and automation to transform the way you manage risk. With our unique mind+machine™ approach and state-of-the-art tools, we help you manage risk models, generate reports, comply with regulations and know your customer better. Our micro automations and contextual IT tools help make the process more efficient so you can focus on what truly adds value to your business. 

Our in-house training platform enables our clients to manage the resource pressures they face. Our experts are proficient in risk domains, technology and the ‘big picture’ of financial services.

Easing resource pressures

  • Risk and Compliance - Manage your model risk more effectively

    Manage your model risk more effectively

    End-to-end model validation, review and re-documentation – plus ad-hoc support to deal with peaks in demand.

  • Risk and Compliance - Comply with regulations on financial crime

    Comply with regulations on financial crime

    Taking a holistic view of risk and regulatory reporting, plus custom-built monitoring programs.

  • Risk and Compliance - Know Your Customer (KYC)

    Know Your Customer (KYC)

    Strengthen your KYC processes with help from our world-leading research capabilities.

  • Risk and Compliance - Employee conduct

    Employee conduct

    Pinpoint unusual transactions and prevent mis-selling, using custom programs that reduce false positives.

  • Marketing Analytics & Digital Analytics -Invest in the right technologies and channels

    Enhance your risk reporting

    Make your reporting smoother and more efficient, freeing up time for added-value tasks.

The mind+machine™ difference

  • Micro-automation

    We offer dozens of different tools to support multiple stages of your key business processes. All can be deployed within your organization or ours, as needed.

  • 400+ quants & 200+ product development team supporting risk functions in banks

    Our team offers strong functional and domain knowledge and holds risk certifications including FRM, PRM, ORM, CRCP and CAMS. A three-month in-house induction program brings new hires up to speed fast.

  • 24/5 ‘follow the sun’ service in 30+ languages

    We can serve you on site or offshore, in whatever time zone or language you need.

  • DevOps and app developers

    Our developer team can design, build and deploy bespoke technology tools to help you manage risk. We are proficient in Python, R, C, C#, C++, VBA and others.

  • Service design consulting

    We work with you to design and deliver services that fit with the way you work and the technologies you want to use.

Comprehensive mind+machine™ solutions

  • Financial crime compliance

    We offer a full suite of KYC services for investment banking, financial advisory and wealth management clients that combine human input and technology (including analytics). We serve a number of G-SIBs in this space and understand their very specific requirements in terms of process and technology.

    • ID&V
    • PEP screening
    • Source of Wealth reports
    • Sanctions and warnings
    • Negative press
    • Ongoing monitoring

  • Model risk management

    We can help you manage model risk more efficiently, using automation to streamline model documentation, validation, monitoring and review and produce timely, accurate reports to comply with regulators’ demands.

    • Ongoing reviews and monitoring
    • Automation tools for model validation, review and monitoring
    • Help with documentation and re-documentation (SR11-7)
    • Help with meeting peaks in demand for testing

  • Know Your Customer (KYC)

    We offer a full suite of KYC services for investment banking, financial advisory and wealth management clients that combine human input and technology (including analytics). We serve a number of G-SIBs in this space and understand their very specific requirements in terms of process and technology.

    • ID&V
    • PEP screening
    • Source of Wealth reports
    • Sanctions and warnings
    • Negative press
    • Ongoing monitoring

  • Conduct risk

    We design and execute tailor-made conduct programs, allowing banks to leverage multiple data sources, focus on institution-specific risks and significantly reduce the number of false positives that require manual screening and review.

    • Fiduciary duty
    • OAP investment portfolios
    • Tracking research usage across geographies (US and Europe) for MIFIDII

  • Risk reporting

    With the introduction of BCBS 239, risk reporting has moved center stage. Our team of domain experts can help you sharpen up your risk reporting and generate actionable risk insights.

    • Data management
    • Analyzing and documenting data lineage
    • Data extraction and migration
    • Building automated solutions for report creation
    • Working within your risk governance framework

  • Spreadsmart

    Spreadsmart, our automated financial spreading tool, provides fast and accurate financial data for credit assessment, giving you an unprecedented level of efficiency, quality and risk control.

    Our patented software combines OCR and financial data-mapping technologies to achieve 70% efficiency.

    Automated data extraction ensures high accuracy and quality, while audit trails and covenant monitoring help you keep control of risk.

    Brochure · Case study · Demo

Senior advisors to take risk and compliance practice

  • Ian Henderson

    KYC and Financial Crime

    London, UK

    Ian Henderson is the CEO of Kyckr with over 30 years' in retail & commercial banking and wealth. He has held multiple executive leadership roles in banks such as RBS and Barclays, and has a current non-executive directorship on the Board of Metro Bank. Ian holds degrees in Economics and Finance and an MBA.

  • Steve Lindo

    Banking Executive and Lecturer at Columbia University

    Ohio, US

    Steve Lindo is currently Principal of SRL Advisory Services and has over 30 years' experience in risk management holding positions at Fifth Third Bancorp, Ally Financial, Lloyds, and more. He has a BA and MA from Oxford University, and speaks fluent French, German, Spanish and Portuguese.

  • Vesna McCreery

    Financial Crime and Automation

    London, UK

    Vesna McCreery has over 20 years' experience in Financial Services and regulation. She has led global teams as a Group Head of Financial Crime, served as monitor, and grown consultancies. Vesna is currently focusing on financial crime automation and RegTech, model validation and other compliance areas.

Talk to one of our experts

Get in touch today to find out about how Evalueserve can help you improve your processes, making you better, faster and more efficient.

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